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Company profile / CA

Wells Fargo

PublicTrace currently links 1085 federal records across 6 source groups to this company, spanning 2012-08-14 through 2026-10-13. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.

Federal records1085
Federal source groups6
Reported stateCA
Entityent_9f7284f266802662
Open federal vendor evidence report ↗

Selected public evidence

DOJ · SEC · EPAFederal enforcement actions11

actions · 2012-08-14 to 2023-10-12

 LDAFederal lobbying47

filings · 2016-01-20 to 2026-06-11

 SECSecurities disclosures607

filings · 2017-03-01 to 2026-10-13

2 additional source groups are available in the complete history.

Sample federal records

Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search.

DOJ · SEC · EPA

Federal enforcement actions

Showing 5 of 11

  1. Former bank manager pleads guilty to bank fraud and aggravated identity theft (plea) DOJ · Enforcement Why linked: Attributed by a source-name match; verify the named party.
    DOJ press release ↗
  2. Wells Fargo Agrees to Training on New Companywide Policy to Improve Telephone Access by Customers Who are Deaf or Hard of Hearing DOJ · Enforcement Why linked: Attributed by a source-name match; verify the named party.
    DOJ press release ↗
  3. SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related Violations

    The SEC has charged Wells Fargo Advisors for failing to file at least 34 Suspicious Activity Reports (SARs) in a timely manner and has agreed to pay $7 million to settle the charges.

    SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    SEC Order ↗
  4. SEC Charges Former Wells Fargo Executives for Misleading Investors About Key Performance Metric

    The SEC has charged former Wells Fargo executives John G. Stumpf and Carrie L. Tolstedt for misleading investors about the success of Wells Fargo's Community Bank, with Stumpf agreeing to a $2.5 million penalty and…

    SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    SEC Order - Stumpf ↗
  5. Eighth Circuit Upholds Determination that Wells Fargo is Liable for Penalties for Engaging in Abusive Tax Shelter Scheme DOJ · Enforcement Why linked: Attributed by a source-name match; verify the named party.
    DOJ press release ↗
LDA

Federal lobbying

Showing 5 of 47

  1. Lobbying — Registration (FIN) via HAAS STRATEGIES LLC LDA · Lobbying Filing Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Source link unavailable
  2. Lobbying — 4th Quarter - Report (BAN; HOU; SMB; TAX; VET) via WELLS FARGO & COMPANY — $670,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  3. Lobbying — 3rd Quarter - Report (BAN; HOU; SMB; TAX; VET) via WELLS FARGO & COMPANY — $700,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  4. Lobbying — 2nd Quarter - Report (BAN; HOU; SMB; TAX; VET) via WELLS FARGO & COMPANY — $690,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  5. Lobbying — 1st Quarter - Report (BAN; HOU; SMB; TAX; VET) via WELLS FARGO & COMPANY — $640,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
SEC

Securities disclosures

Showing 5 of 607

  1. 8-K filing

    Form 8-K - Current report - Item 2.02 Item 7.01 Item 9.01

    SEC · Filing Why linked: Linked by SEC CIK 0000072971.
    View original source ↗
  2. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000072971.
    View original source ↗
  3. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000072971.
    View original source ↗
  4. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000072971.
    View original source ↗
  5. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000072971.
    View original source ↗

These records are currently attributed to Wells Fargo through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.

1070 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.

Open all 1085 records ↗ Open all 1085 records ↗

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