Free federal vendor evidence report

Wells Fargo

San Francisco, CA

Generated: 2026-10-14 12:27 UTC
PublicTrace entity: ent_9f7284f266802662
Federal records linked: 1085
Public evidence samples: 8 of 1085

Decision-support evidence, not a clearance.

This live report summarizes records currently attributed to the named entity in PublicTrace. Confirm identity, status, and consequential findings with the original agency. “No records found” means none were found in the current PublicTrace corpus; it does not prove absence.

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Category overview + up to 8 source-linked samples.

1077 additional linked records, complete filters, exports, batch review, monitoring, and API access require an account.

Open complete evidence ↗Free accounts include 200 research credits.

Subject identity

Public identifiers help distinguish similarly named entities.

EIN41-0449260verified

CIK0000072971verified

LEIPBLD0EJDB5FWOLXP3B76verified

RSSD1120754verified

Eligibility, registration & restrictions

SAM.gov registration/exclusion, OFAC, and HHS-OIG evidence in the current corpus.

0 records

SAM

Federal procurement

No records found in this category in the current PublicTrace corpus.

OFAC

Sanctions list

No records found in this category in the current PublicTrace corpus.

OIG

Healthcare exclusion

No records found in this category in the current PublicTrace corpus.

Federal awards

Contracts, grants, loans, and other assistance attributed to this entity.

0 records

USAspending

Federal contracts & grants

No records found in this category in the current PublicTrace corpus.

Enforcement & litigation history

Selected federal enforcement and court-record categories; outcomes require source review.

431 records

SEC

SEC enforcement actions

Agency dates: 2012-08-14 to 2022-05-20

enforcement · 4

2022-05-20
SEC Charges Wells Fargo Advisors With Anti-Money Laundering Related ViolationsAttributed through PublicTrace entity resolution; verify the named party.
Agency source ↗
2020-11-13
SEC Charges Former Wells Fargo Executives for Misleading Investors About Key Performance MetricAttributed through PublicTrace entity resolution; verify the named party.
Agency source ↗
2020-02-21
Wells Fargo to Pay $500 Million for Misleading Investors About the Success of Its Largest Business UnitAttributed through PublicTrace entity resolution; verify the named party.
Agency source ↗

DOJ

DOJ enforcement

Agency dates: 2017-05-25 to 2023-10-12

enforcement · 7

2023-10-12
Former bank manager pleads guilty to bank fraud and aggravated identity theft (plea)Attributed by a source-name match; verify the named party.
Agency source ↗
2023-02-27
Wells Fargo Agrees to Training on New Companywide Policy to Improve Telephone Access by Customers Who are Deaf or Hard of HearingAttributed by a source-name match; verify the named party.
Agency source ↗
2020-04-27
Eighth Circuit Upholds Determination that Wells Fargo is Liable for Penalties for Engaging in Abusive Tax Shelter SchemeAttributed by a source-name match; verify the named party.
Agency source ↗
2020-02-21
Wells Fargo Agrees to Pay $3 Billion to Resolve Criminal and Civil Investigations into Sales Practices Involving the Opening of Millions of Accounts Without Customer Authorization (dpa, settlement, civil_penalty)Attributed by a source-name match; verify the named party.
Agency source ↗
2020-02-21
Wells Fargo Agrees To Pay $3 Billion To Resolve Criminal And Civil Investigations Into Sales Practices Involving The Opening Of Millions Of Accounts Without Customer Authorization (dpa, settlement, civil_penalty)Attributed by a source-name match; verify the named party.
Agency source ↗

FTC

Consumer protection

No records found in this category in the current PublicTrace corpus.

CFPB

Consumer-finance enforcement

No records found in this category in the current PublicTrace corpus.

EPA

EPA enforcement actions

No records found in this category in the current PublicTrace corpus.

FDIC

FDIC enforcement

No records found in this category in the current PublicTrace corpus.

OCC

OCC enforcement

No records found in this category in the current PublicTrace corpus.

FDA

Regulated-product oversight

No records found in this category in the current PublicTrace corpus.

FJC

Federal civil litigation

399

Agency dates: 2016-01-06 to 2025-12-18

federal civil case · 399

Details available in the complete evidence history.

FJC

Federal appellate filings

Agency dates: 2016-05-13 to 2023-08-24

federal appeal · 21

Details available in the complete evidence history.

Workplace & environmental record

Federal safety, wage-and-hour, and environmental records attributed to the entity.

0 records

OSHA

Workplace safety record

No records found in this category in the current PublicTrace corpus.

DOL

Wage & hour enforcement

No records found in this category in the current PublicTrace corpus.

EPA

Environmental footprint

No records found in this category in the current PublicTrace corpus.

Corporate & public disclosures

Securities, adviser, lobbying, and nonprofit filing evidence.

654 records

SEC

Securities disclosures

607

Agency dates: 2017-03-01 to 2026-10-13

filing · 605registration · 2

Details available in the complete evidence history.

IAPD

Investment-adviser registration

No records found in this category in the current PublicTrace corpus.

LDA

Federal lobbying

Agency dates: 2016-01-20 to 2026-06-11

lobbying filing · 47

Details available in the complete evidence history.

IRS

Nonprofit disclosures

No records found in this category in the current PublicTrace corpus.

Method & next checks

How to use this report responsibly.

Confirm the subject using legal name, address, and authoritative identifiers.
Open original source links and verify the named party, date, status, disposition, and amount.
Run any legally or contractually required checks directly against the current authoritative systems.
Record the reviewer, decision, notes, and official-source search timestamps in your own file.

See PublicTrace methodology and the live source catalog.