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Company profile / VA

Capital One

PublicTrace currently links 573 federal records across 5 source groups to this company, spanning 2016-01-11 through 2026-10-11. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.

Federal records573
Federal source groups5
Reported stateVA
Entityent_7c7efad594968687
Open federal vendor evidence report ↗

Selected public evidence

DOJ · SEC · EPAFederal enforcement actions2

actions · 2020-11-03 to 2024-02-21

 OSHA · DOLWorkplace safety & labor1

record · 2023-12-19 to 2023-12-19

 LDAFederal lobbying42

filings · 2016-01-11 to 2026-03-13

 SECSecurities disclosures300

filings · 2017-02-23 to 2026-10-11

1 additional source group is available in the complete history.

Sample federal records

Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search.

DOJ · SEC · EPA

Federal enforcement actions

Showing 2 of 2

  1. DOJ: Capital One Financial Corporation — enforcement

    Former Capital One Analyst Sentenced for Insider Trading

    DOJ · Doj Action Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    DOJ press release ↗
  2. DOJ: Capital One Financial Corporation — enforcement

    Unauthorized Cash Withdrawals from ATM Locations in Shreveport Lead to Conviction of California Man (plea)

    DOJ · Doj Action Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    DOJ press release ↗
OSHA · DOL

Workplace safety & labor

Showing 1 of 1

  1. OSHA inspection of CAPITAL ONE FINANCIAL CORPORATION (activity 347171985) OSHA · Inspection Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
LDA

Federal lobbying

Showing 5 of 42

  1. LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) second_quarter

    Lobbying — 2nd Quarter - Amendment (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $480,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  2. LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) fourth_quarter

    Lobbying — 4th Quarter - Report (ECN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $1,710,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  3. LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) third_quarter

    Lobbying — 3rd Quarter - Report (BAN; ECN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $1,800,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  4. LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) second_quarter

    Lobbying — 2nd Quarter - Report (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $480,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  5. LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) first_quarter

    Lobbying — 1st Quarter - Report (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $950,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
SEC

Securities disclosures

Showing 5 of 300

  1. Registration SEC · Registration Why linked: Linked by SEC CIK 0000927628.
    Source link unavailable
  2. CERT filing

    Form CERT - Certification by an exchange approving securities for listing

    SEC · Filing Why linked: Linked by SEC CIK 0000927628.
    View original source ↗
  3. 8-A12B filing

    Form 8-A12B - Registration of securities [Section 12(b)]

    SEC · Filing Why linked: Linked by SEC CIK 0000927628.
    View original source ↗
  4. 4 filing

    Form 4 - Statement of changes in beneficial ownership of securities

    SEC · Filing Why linked: Linked by SEC CIK 0000927628.
    View original source ↗
  5. 8-K filing

    Form 8-K - Current report - Item 7.01 Item 9.01

    SEC · Filing Why linked: Linked by SEC CIK 0000927628.
    View original source ↗

These records are currently attributed to Capital One through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.

560 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.

Open all 573 records ↗ Open all 573 records ↗

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