Citigroup
PublicTrace currently links 4304 federal records across 5 source groups to this company, spanning 2007-10-01 through 2026-10-13. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.
Selected public evidence
actions · 2007-10-01 to 2023-06-08
SECSecurities disclosures4139filings · 2017-02-24 to 2026-10-13
2 additional source groups are available in the complete history.
Sample federal records
Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search.
Federal enforcement actions
Showing 4 of 4
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Unilateral Administrative Order Without Adjudication (Administrative - Formal). On April 11, 2019, Region 2 unilaterally issued a CERCLA 106 administrative order to twenty-eight potentially responsible parties at the… EPA · Enforcement Why linked: Attributed by a source-name match; verify the named party.Source link unavailable
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Citigroup to Pay More Than $10 Million for Books and Records Violations and Inadequate ControlsSEC Order - CGMI and Citigroup ↗
Citigroup has agreed to pay $10.5 million to settle SEC charges related to books and records violations and inadequate controls, resulting in significant financial losses.
SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
SEC Charges Citigroup and Two Executives for Misleading Investors About Exposure to Subprime Mortgage AssetsSEC Complaint ↗
The SEC charged Citigroup and two executives for misleading investors about the company's exposure to subprime mortgage-related assets, resulting in Citigroup agreeing to pay a $75 million penalty and the executives…
SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
Three Former Dynegy Executives Settle SEC Charges for Manipulating Financial StatementsSource link unavailable
The SEC announced settled enforcement actions against three former Dynegy executives for their roles in a $300 million accounting fraud known as Project Alpha, with penalties and prohibitions imposed on the individuals…
SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party.
Securities disclosures
Showing 5 of 4139
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424B2 filingView original source ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Why linked: Linked by SEC CIK 0000831001. -
424B2 filingView original source ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Why linked: Linked by SEC CIK 0000831001. -
424B2 filingView original source ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Why linked: Linked by SEC CIK 0000831001. -
424B2 filingView original source ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Why linked: Linked by SEC CIK 0000831001. -
424B2 filingView original source ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Why linked: Linked by SEC CIK 0000831001.
These records are currently attributed to Citigroup through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.
4295 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.