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Company profile / NY

Morgan Stanley

PublicTrace currently links 4533 federal records across 6 source groups to this company, spanning 2006-06-27 through 2026-10-13. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.

Federal records4533
Federal source groups6
Reported stateNY
Entityent_536bf3eb1f1e2778
Open federal vendor evidence report ↗

Selected public evidence

DOJ · SEC · EPAFederal enforcement actions19

actions · 2006-06-27 to 2025-09-04

 LDAFederal lobbying40

filings · 2016-01-20 to 2026-01-20

 SECSecurities disclosures4435

filings · 2017-02-27 to 2026-10-13

2 additional source groups are available in the complete history.

Sample federal records

Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search.

DOJ · SEC · EPA

Federal enforcement actions

Showing 5 of 19

  1. SEC admin proceeding: Morgan Stanley and Co. LLC

    The SEC has ordered the transfer of remaining funds from the Fair Fund to the U.S. Department of the Treasury, discharged the Fund Administrator, canceled the administrator's bond, and terminated the Fair Fund following…

    SEC · Sec Admin Proceeding Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    primary ↗
  2. U.S. Attorney’s Office Collects Nearly $3M for Taxpayers and Victims in 2024 (conviction, forfeiture) DOJ · Enforcement Why linked: Attributed by a source-name match; verify the named party.
    DOJ press release ↗
  3. SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business

    The SEC has charged Morgan Stanley and former executive Pawan Passi with fraud related to the disclosure of confidential information about block trades, resulting in a settlement of over $249 million.

    SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    SEC Order - Morgan Stanley & Co LLC ↗
  4. U.S. Attorney Announces Agreements With Morgan Stanley And Former Senior Employee, Pawan Passi, In Connection With Deceptive Practices In Block Trades Business (dpa, npa) DOJ · Enforcement Why linked: Attributed by a source-name match; verify the named party.
    DOJ press release ↗
  5. SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures

    The SEC has charged 16 Wall Street firms with widespread recordkeeping failures, resulting in over $1.1 billion in penalties and mandated compliance improvements.

    SEC · Enforcement Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    SEC Order - Barclays Capital Inc. ↗
LDA

Federal lobbying

Showing 5 of 40

  1. Lobbying — 4th Quarter - Report (BAN; FIN; TAX; TRD) via MORGAN STANLEY & CO. LLC — $2,220,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  2. Lobbying — 3rd Quarter - Report (BAN; FIN; TAX; TRD) via MORGAN STANLEY & CO. LLC — $620,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  3. Lobbying — 2nd Quarter - Report (BAN; FIN; TAX; TRD) via MORGAN STANLEY & CO. LLC — $890,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  4. Lobbying — 1st Quarter - Report (BAN; FIN; TAX; TRD) via MORGAN STANLEY & CO. LLC — $720,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
  5. Lobbying — 4th Quarter - Report (BAN; FIN; TAX; TRD) via MORGAN STANLEY & CO. LLC — $1,570,000 LDA · Lobbying Filing Why linked: Attributed by a source-name match; verify the named party.
    Senate LDA filing ↗
SEC

Securities disclosures

Showing 5 of 4435

  1. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000895421.
    View original source ↗
  2. FWP filing

    Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

    SEC · Filing Why linked: Linked by SEC CIK 0000895421.
    View original source ↗
  3. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000895421.
    View original source ↗
  4. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000895421.
    View original source ↗
  5. 424B2 filing

    Form 424B2 - Prospectus [Rule 424(b)(2)]

    SEC · Filing Why linked: Linked by SEC CIK 0000895421.
    View original source ↗

These records are currently attributed to Morgan Stanley through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.

4518 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.

Open all 4533 records ↗ Open all 4533 records ↗

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