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Company profile / TX

Caterpillar

PublicTrace currently links 3828 federal records across 9 source groups to this company, spanning 2015-10-01 through 2026-10-11. The largest record category is federal contracts & grants. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.

Federal records3828
Federal source groups9
Reported stateTX
Entityent_04763814298ae022
Open federal vendor evidence report ↗

Selected public evidence

DOJ · SEC · EPAFederal enforcement actions4

actions · 2016-02-09 to 2025-04-24

 OSHA · DOLWorkplace safety & labor188

records · 2016-02-04 to 2026-04-27

 EPAEnvironmental record39

records · 2023-01-09 to 2025-06-11

 LDAFederal lobbying50

filings · 2016-01-20 to 2026-01-20

 SECSecurities disclosures192

filings · 2017-02-15 to 2026-10-11

4 additional source groups are available in the complete history.

Sample federal records

Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search.

DOJ · SEC · EPA

Federal enforcement actions

Showing 4 of 4

  1. EPA ICIS-FEC: Caterpillar, Inc — EPA enforcement

    Final Order No Penalty (Administrative - Formal). AOC sets out measures to correct the alleged violations and bring the facility into compliance with the CWA and the facility's NPDES permit.

    EPA · Epa Enforcement Why linked: Linked through EPA facility record 110043262803.
    Source link unavailable
  2. EPA ICIS-FEC: Caterpillar Inc. — EPA enforcement

    Final Order With Penalty (Administrative - Formal). Violations at Caterpillar Inc. include, but are not limited to, incorrect sampling techniques, missing pretreatment semi-annual reporting, lack of control measures for…

    EPA · Epa Enforcement Why linked: Linked through EPA facility record 110043262803.
    Source link unavailable
  3. EPA ICIS-FEC: Caterpillar, Inc. — EPA enforcement

    Final Order With Penalty (Judicial). This case addresses violations of the Clean Air Act (CAA) by Caterpillar Inc., a Fortune 500 company headquartered in Peoria, Illinois, which manufactures heavy-duty diesel engines…

    EPA · Epa Enforcement Why linked: Linked through EPA facility record 110002126253.
    Source link unavailable
  4. EPA ICIS-FEC: Caterpillar, Inc. — EPA enforcement

    Final Order No Penalty (Administrative - Formal). Result of Voluntary Disclosure.

    EPA · Epa Enforcement Why linked: Linked through EPA facility record 110070067678.
    Source link unavailable
OSHA · DOL

Workplace safety & labor

Showing 5 of 188

  1. OSHA inspection of CATERPILLAR, INC. (activity 348901323) OSHA · Inspection Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
  2. OSHA inspection of CATERPILLAR INC. (activity 348807298) OSHA · Inspection Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
  3. OSHA Serious violation (citation 01001) — no monetary penalty OSHA · Violation Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
  4. OSHA Other violation (citation 02001) — no monetary penalty OSHA · Violation Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
  5. OSHA inspection of CATERPILLAR, INC. (activity 348619784) OSHA · Inspection Why linked: Attributed through the establishment record; verify the named party.
    OSHA inspection detail ↗
EPA

Environmental record

Showing 5 of 39

  1. EPA-regulated facility — 3 inspections, 0 formal actions EPA · Facility Summary Why linked: Linked through EPA facility record 110070515186.
    Source link unavailable
  2. EPA-regulated facility — 4 inspections, 3 formal actions, $64,044 total penalties EPA · Facility Summary Why linked: Linked through EPA facility record 110043262803.
    Source link unavailable
  3. EPA-regulated facility — 1 inspections, 0 formal actions EPA · Facility Summary Why linked: Linked through EPA facility record 110060258108.
    Source link unavailable
  4. EPA-regulated facility — 1 inspections, 0 formal actions EPA · Facility Summary Why linked: Linked through EPA facility record 110018692468.
    Source link unavailable
  5. EPA-regulated facility — 1 inspections, 0 formal actions EPA · Facility Summary Why linked: Linked through EPA facility record 110015419858.
    Source link unavailable
LDA

Federal lobbying

Showing 5 of 50

  1. LDA: CATERPILLAR INC. (filer) fourth_quarter

    Lobbying — 4th Quarter - Report (CPT; EDU; ENG; LAW; RRR; TAX; TRA; TRD; TRU) via CATERPILLAR INC. — $1,020,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  2. LDA: CATERPILLAR INC. (filer) third_quarter

    Lobbying — 3rd Quarter - Report (CPT; EDU; ENG; LAW; RRR; TAX; TRA; TRD; TRU) via CATERPILLAR INC. — $1,690,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  3. LDA: CATERPILLAR INC. (filer) second_quarter

    Lobbying — 2nd Quarter - Report (CPT; EDU; ENG; LAW; TAX; TRA; TRD; TRU) via CATERPILLAR INC. — $1,237,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  4. LDA: CATERPILLAR INC. (filer) first_quarter

    Lobbying — 1st Quarter - Report (CPT; EDU; ENG; LAW; TAX; TRA; TRD; TRU) via CATERPILLAR INC. — $1,499,800

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
  5. LDA: CATERPILLAR INC. (filer) fourth_quarter

    Lobbying — 4th Quarter - Report (CPT; EDU; ENG; ENV; LAW; TAR; TAX; TRA; TRD; TRU) via CATERPILLAR INC. — $1,760,000

    LDA · Lobbying Disclosure Why linked: Attributed through PublicTrace entity resolution; verify the named party.
    Senate LDA filing ↗
SEC

Securities disclosures

Showing 5 of 192

  1. Registration SEC · Registration Why linked: Linked by SEC CIK 0000018230.
    Source link unavailable
  2. 4 filing

    Form 4 - Statement of changes in beneficial ownership of securities

    SEC · Filing Why linked: Linked by SEC CIK 0000018230.
    View original source ↗
  3. 4 filing

    Form 4 - Statement of changes in beneficial ownership of securities

    SEC · Filing Why linked: Linked by SEC CIK 0000018230.
    View original source ↗
  4. 8-K filing

    Form 8-K - Current report - Item 1.01 Item 2.03 Item 9.01

    SEC · Filing Why linked: Linked by SEC CIK 0000018230.
    View original source ↗
  5. 4 filing

    Form 4 - Statement of changes in beneficial ownership of securities

    SEC · Filing Why linked: Linked by SEC CIK 0000018230.
    View original source ↗

These records are currently attributed to Caterpillar through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.

3804 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.

Open all 3828 records ↗ Open all 3828 records ↗

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